Search Result

1561 - 1580 of 1762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 15.1 Application

As Published: 2005

LR 15.1 Application

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE