Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 8.3 Criteria for approval as a primary information provider

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

MCOB 2A.5 Variable rate credits

PERG 7.7 Post-certification issues

BIPRU 11.2 Basis of disclosures

LR 5.3 Requests to cancel or suspend

SUP 3.8 Rights and duties of auditors

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 3.3 Appointment of auditors

SUP 11.4 Requirements on firms

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 3.4 Auditors' qualifications

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 10.2 Classifying transactions

LR 2.2 Requirements for all securities

COLL 6.7 Payments

CREDS 7.2 General requirements concerning lending policy

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

LR 6.14 Shares in public hands