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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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BIPRU 7.11 Credit derivatives in the trading book

LR 7.2 The Listing and Premium Listing Principles

APER 4.2 Statement of Principle 2

REC 2A.3 Guidance on RAP recognition requirements

MAR 5.3 Trading process requirements

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

RCB 3.6 Fees and other matters

LR 8.5 Responsibilities of listed companies

SUP 15.1 Application

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

IFPRU 4.6 Internal ratings based approach: probability of default

FEES 5.1 Application and Purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974