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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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