Search Result

661 - 680 of 1732 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements