Search Result

641 - 660 of 1439 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose