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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DTR 3.1

As Published: 2005

DTR 3.1

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)