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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

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EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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REC 4.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

PERG 2.7 Activities: a broad outline

SYSC 8.1 General outsourcing requirements

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 12.7 Notification requirements

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 11.2 Individual recovery plans

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APER 3.1 Introduction

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

LR 9.2 Requirements with continuing application

SUP 9.2 Making a request for individual guidance

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CASS 1A.3 Responsibility for CASS operational oversight

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002