Search Result

381 - 400 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements