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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting