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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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