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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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