Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.6 Constitution and governance

REC 2.14 Rules and consultation

LR 5.4 Restoring listing

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 9.3 The definition

LR 1.2 Modifying rules and consulting the FCA

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 13.2 Approval of circulars

COCON 4.2 Specific guidance on senior manager conduct rules

PERG 9.2 Introduction

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 6.14 Shares in public hands

COBS 18.2 Energy market activity and oil market activity

COLL 1.1 Applications and purpose

IPRU-INV 5.4 Financial resources requirement

COLL 7.6 Schemes of arrangement

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP App 2.15 Run-off plans for closed with-profits funds