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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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DISP App 1.6 Valuing Relevant Benefits

MAR 5A.8 Reporting requirements

REC 4.2F Information gathering power on FCA’s own initiative

MAR 9.5 Frequently Asked Questions

FEES App 1 Annex 2 Further information on fees

PERG 16.4 Acting as a depositary of an AIF

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 4.6 Advising on regulated mortgage contracts

LR 1.6 Listing Categories

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy