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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.4 Retail clients

As Published: 2017

COBS 3.4 Retail clients

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation