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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

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