Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 3.1 Systems and Controls

LR 1.6 Listing Categories

REC 2.7A Position management and position reporting in relation to commodity derivatives

IPRU-INV 1.1 PURPOSE

MAR 10.3 Position management controls

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

CREDS 8.3 Approved persons

IPRU-INV 9 App 1 Interpretation

PERG 8.6 Communicate

DISP App 3.1 Introduction

EG 19.3 Credit Unions Act 1979

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

IFPRU 10.6 Application on an individual and consolidated basis

SUP 10C.1 Application

LR 10.1 Preliminary

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

LR 12.4 Purchase of own equity shares

SUP 16.11 Product Sales Data Reporting

APER 4.4 Statement of Principle 4

EG 13.8 Power to apply to court for a provisional liquidator