Search Result

601 - 620 of 1499 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

APER 1.1A Application

As Published: 2015

APER 1.1A Application

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources