Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

…

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 3.14A Operation of a trading venue

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 10.3 Pension Scheme Trustees

SYSC 10A.1 Application

EG 4.11 Approach to interviews and interview procedures

EG 2.1 Case selection and the use of enforcement powers

IPRU-INV 5.5 Annual expenditure

EG 14.2 Choice of powers

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

CASS 1A.2 CASS firm classification

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy