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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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