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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose