Search Result

521 - 540 of 1206 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?