Search Result

501 - 520 of 1499 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017