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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

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