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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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