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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 1A.3 The FCA's approach to supervision

ICOBS 8.4 Employers’ Liability Insurance

LR 5.2 Cancelling listing

PERG 8.6 Communicate

SUP 6.2 Introduction

EG 7.6 Private warnings

BIPRU 13.4 CCR mark to market method

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 4.6 Advising on regulated mortgage contracts

SUP 6.4 Applications for cancellation of permission

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10C.15 Forms and other documents and how to submit them to the FCA

EG 12.1 The FCA’s general approach

LR 3.3 Shares

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

FEES 11.2 Pensions guidance providers’ levy