Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

GEN 7.1 Application

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

EG 9.6 Applications for variation or revocation of prohibition orders

EG 19.32 The Payment Accounts Regulations 2015

DEPP 6A.1 Introduction

SUP 1A.1 Application and purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 2.2 Case selection and referral criteria

SUP 2.4 'Mystery shopping'

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)