Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

…

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.5 Disciplinary action and events relating to members of the management body

PERG 15.3 Payment services

IFPRU 8.1 Prudential consolidation

REC 3.13 Delegation of relevant functions

FEES App 1.3 Application Fees

SYSC 19C.1 General application and purpose

COLL 4.4 Meetings of Unitholders and service of notices

MAR 5.3A Systems and controls for algorithmic trading

FEES 6.2 Exemption

PERG 7.3 Does the activity require authorisation?

APER 1.1A Application

SUP 5.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation