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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)