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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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