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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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PR 5.6 Miscellaneous

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 6A.2 Removal of passport rights from EEA market operator

SUP 10C.13 Variation of conditional and time-limited approvals

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 9.7A Preliminary statement of annual results, and statement of dividends

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

CASS 1.4 Application: particular activities

COBS 9.4 Suitability reports

DTR 8.5 Supervision of primary information providers

LR 13.1 Preliminary

COBS 3.1 Application

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme