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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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Similar To

SUP 6.2 Introduction

SUP 18.2 Insurance business transfers

COND 2.3 Effective supervision

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 8.3 Applying for a waiver

DEPP 6A.2 Deciding whether to take action

CREDS 8.3 Approved persons

DEPP 8.2 Use of the own-initiative variation of approval power: general

COND 1.3 General

FEES 3.2 Obligation to pay fees

SUP 4.3 Appointment of actuaries

EG 19.10 Enterprise Act 2002

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures