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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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COND 1.3 General

As Published: 2013

COND 1.3 General

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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