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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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Similar To

SUP 11.8 Changes in the circumstances of existing controllers

SYSC 19D.3 Remuneration principles

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.4 Providing cross border services into another EEA State

SUP 13.3 Establishing a branch in another EEA State

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

LR 4.3 Approval and publication of listing particulars

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 3.3 Waivers

RCB 4.2 Enforcement powers and penalties

SUP 5.6 Confidential information and privilege

SUP 6.1 Application, interpretation and purpose

SUP 10C.13 Variation of conditional and time-limited approvals

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy