Search Result

321 - 340 of 1373 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1