Search Result

361 - 380 of 1705 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements