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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

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COBS 9.2 Assessing suitability

PERG 16.3 Managing an AIF

COBS 11.4 Client limit orders

COBS 2.1 Acting honestly, fairly and professionally

COBS 9.4 Suitability reports

COBS 20.1 Application

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COBS 15.5 Special situations

CONC 2.8 E-commerce

IFPRU 3.1 Base own funds requirement

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 14.4 Free deliveries

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

MAR 9.1 Application, introduction, approach and structure

IPRU-INV 5.12 Counterparty risk requirement (CRR)

BIPRU 13.8 Securities financing transactions

IPRU-INV 1.2 APPLICATION

COBS 19.6 Restriction on charges in qualifying schemes