Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

…

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

…

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP App 3.3 Background

EG 5.5 The settlement discount scheme

DISP 3.3 Dismissal without consideration of the merits and test cases

SUP 15.12 Ongoing alerts for retail adviser complaints

LR 13.2 Approval of circulars

ICOBS 5.3 Advised sales

DEPP 5.1 Settlement decision makers

SUP 14.3 Changes to cross border services

DISP 3.7 Awards by the Ombudsman

IPRU-INV 11.2 MAIN REQUIREMENTS

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 20.1 Introduction