Search Result

361 - 380 of 1512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application