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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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MAR 1.9 Misleading behaviour & distortion

As Published: 2005

MAR 1.9 Misleading behaviour & distortion

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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