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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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Similar To

EG 3.1 Introduction

MAR 9.3 Notification and information

SUP 1A.1 Application and purpose

MAR 9.5 Frequently Asked Questions

DISP App 1.1 Introduction

PERG 2.6 Specified investments: a broad outline

PERG 6.7 Examples

GEN 2.2 Interpreting the Handbook

EG 4.3 Notification where a particular person is not yet under investigation

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures