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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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