Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

IFPRU 7.1 Application

FEES 9.1 Application and purpose

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 19.4 Continuing obligations

REC 3.6 Constitution and governance

MCOB 9.4 Content of illustrations

PERG 16.2 What types of funds and businesses are caught?

CONC 4.2 Pre-contract disclosure and adequate explanations

FEES 4.1 Introduction

CONC 6.2 Assessment of creditworthiness: during agreement

MCOB 9.1 Application

MAR 8.2 Requirements for benchmark submitters

REC 2.15 Discipline

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

EG 20.2 Information gathering and investigation powers

MAR 6.4A Quotes in respect of non-equity instruments

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation