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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

DEPP 6A.1 Introduction

REC 6.6 Supervision

DEPP 5.1 Settlement decision makers

REC 6.5 FCA decision on recognition

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 14.6 Cancelling qualification for authorisation

COLL 7.7 UCITS mergers

MAR 10.4 Position reporting

PERG 8.3 Financial promotion

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 18.1 Application

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation