Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 14.1 APPLICATION

FEES 6.5A The retail pool

SUP 15.9 Notifications by members of financial conglomerates

FEES 12.2 FOS ADR levy

CASS 11.3 Responsibility for CASS operational oversight

CASS 12.2 Treatment of client money

DTR 6.2 Filing information and use of language

SUP 16.20 Submission of recovery plans and information for resolution plans

MAR 8.2 Requirements for benchmark submitters

FEES 8.1 Consumer Credit permissions

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 10A.12 Procedures relating to FCA-approved persons

DISP 2.1 Purpose, interpretation and application

SUP 15.12 Ongoing alerts for retail adviser complaints

SYSC 6.3 Financial crime

SYSC 8.1 General outsourcing requirements

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation