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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

As Published: 2016

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

…

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DISP 1.2 Consumer awareness rules

BIPRU 7.9 Use of a CAD 1 model

DISP 1.10A Complaints data publication rules

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 3.3 Appointment of auditors

COLL 3.2 The instrument constituting the fund

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

LR 19.4 Continuing obligations

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SUP 16.5 Annual Close Links Reports

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REC 3.13 Delegation of relevant functions

PERG 4.14 Mortgage activities carried on by professional firms

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application