Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

…

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

…

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

…

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 10A.3 APRC: additional assumptions

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 6.7 Post contract: business practices

PERG 8.2 Introduction

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SUP 16.9 Appointed representatives annual report

COND 2.3 Effective supervision

EG 4.6 What a subject of investigation can say to third parties

EG 15.5 Removal of a disqualification