Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 3.10 Liaison where other authorities have an interest

MCOB 3A.1 Application and purpose

REC 3.24 Transfers of ownership

REC 6.8 Powers to supervise

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

MCOB 1.3 General application: where?

EG 19.25 Recognised Auction Platforms Regulations 2011

CONC 12.1 Application and purpose

COLL 9.2 Section 264 recognised schemes

PR 4.2 Third country issuers

IFPRU 11.2 Individual recovery plans

PERG 13.1 Introduction

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 5.11 Other aspects of exclusions

PRIN 4.1 Principles: MiFID business

DISP App 3.3A The approach to considering evidence at step 2

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation