Search Result

681 - 700 of 1437 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors