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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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Similar To

TC App 6.1 Accredited bodies

EG 10.1 Introduction

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 2.4 'Mystery shopping'

MAR 5.6 Reporting requirements

SUP 11.4 Requirements on firms

REC 6.3 Recognition requirements

SYSC 1.1A Application

REC 3.13 Delegation of relevant functions

DTR 8.2 Approval as a primary information provider

REC 2.15 Discipline

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation